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Director, Audit Compliance – Global Banking & Markets (Toronto) APPLY NOW !


Director, Audit Compliance – Global Banking & Markets (Toronto) APPLY NOW !

Michael Page International (Canada)

We’re looking for a candidate to fill this position in an exciting company.

Subject Matter Expert on key regulations (e.g. Derivative Trade Reporting including Dodd Frank Title VII, EMIR, Canadian Derivatives, Volcker and Trade Surveillance requirements), creating audit strategy for coverage of these regulations, and providing direction to team on execution of these auditsBuild and maintains global audit programs.Liaises with Country/Business Audit teams to ensure consistency in audit coverage and execution.Communicates key regulatory compliance changes and trends/themes.Leads audits of the key regulations, GBM Compliance Function, and special investigations/ assignments. 10+ years’ experience in Compliance or related field covering Compliance functions e.g., internal audit, consulting regulatory experience covering capital markets regulatory compliance activitiesGood understanding of capital markets products, processes and risksExpert knowledge of the Bank’s Compliance framework, structure, programs, key regulations (including derivative regulations – Dodd Frank Title VII, Volcker, Trade Surveillance)/regulators, and systems.Internal or external audit background. Accounting designations / technical / professional qualifications (CPA, CFA, CIM, etc.) will be an asset.University degree in business, finance, economics, accountancy or any other relevant area.


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Note; Dear, this vacancy (or write up) is 100% FREE of cost, please don't pay any fee and DO NOT provide your financial documents, like Credit card/ Debit card and many more to anyone...

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